BILL · 1991–92 SESSION

SB 6390: Securities industry regulatn

Concerning the director of licensing's enforcement of the securities industry.

Summary

  • The enforcement powers of the Director of the Department of Licensing are modified with regard to the securities industry. The director is authorized to censure or fine the securities company, or its officer, director, or partner for violations of enumerated provisions.

From the Senate Bill Report (SB 6390), written by the Legislature's nonpartisan staff. Read the full report ↗

Did not pass Did not pass · passed Senate, stalled in House
  1. IntroducedJan 28, 1992
  2. Out of committee
  3. Passed SenateFeb 12, 1992
  4. Passed Housestopped here
  5. Governor
  6. Law
Prime sponsor
Ray Moore (D-36)
Introduced
January 28, 1992 in the Senate
Last action
March 12, 1992
Budget
Has a fiscal note

Sponsors

Prime sponsor: Ray Moore (D-36)

2 co-sponsors (1 Democrat, 1 Republican)

Votes

Senate · Final Passage

February 12, 1992
Version voted on: SB 6390
46 Yea 0 Nay 0 Absent 2 Excused
PartyYeaNayAbsentExcused
Democrat23001
Republican23001
How each member voted

History

The Legislature's online data doesn't include step-by-step history for sessions before 2001. Its final status is shown above, and the official bill page may have more.

SB 6390 in other sessions

Bill numbers restart every two years, so the same number is a different bill in each session.

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