BILL · 1993–94 SESSION · LATEST VERSION ESSB 6172

SB 6172: Securities transactions

Regulating securities transactions.

Summary

Securities brokers and investment advisers must provide customers with copies of the new account form, contract signed with the customer, and many other documents describing investment objectives of the customer. Securities brokers and investment advisers are prohibited from charging low account activity fees and transfer fees unless the customer has signed a separate document specifically authorizing the fee.

From the Substitute Senate Bill Report (SSB 6172), written by the Legislature's nonpartisan staff. Read the full report ↗

Did not pass Did not pass · passed Senate, stalled in House

IntroducedJan 14, 1994
Out of committee
Passed SenateFeb 10, 1994
Passed Housestopped here
Governor
Law

Prime sponsor: Ray Moore (D-36)
Introduced: January 14, 1994 in the Senate
Last action: March 11, 1994
Budget: Has a fiscal note
Versions: SB 6172, ESSB 6172

Votes

Senate · Final Passage

February 10, 1994

Version voted on: ESSB 6172

32 Yea 14 Nay 0 Absent 3 Excused

Party	Yea	Nay	Absent	Excused
Democrat	28	0	0	0
Republican	4	14	0	3

How each member voted

Yea (32)

Nay (14)

Excused (3)

Permalink to this vote

History

The Legislature's online data doesn't include step-by-step history for sessions before 2001. Its final status is shown above, and the official bill page may have more.

SB 6172 in other sessions

Bill numbers restart every two years, so the same number is a different bill in each session.

SB 6172 (2025–26) Coal-fired electric plant · Did not pass · stalled on the Senate floor
SB 6172 (2023–24) Birth doulas · Did not pass · died in committee
SB 6172 (2019–20) BPA ratepayer assist/B&O tax · Did not pass · stalled on the Senate floor
SB 6172 (2017–18) Private label marijuana · Did not pass · died in committee
SB 6172 (2015–16) Clean water act/prelim certs · Did not pass · died in committee
SB 6172 (2013–14) Unmanned aerial vehicles · Did not pass · stalled on the Senate floor
SB 6172 (2011–12) Franchise investments · Enacted · Chapter 121, Laws of 2012
SB 6172 (2009–10) Oil spill advisory council · Did not pass · passed Senate, stalled in House

Report wrong or missing information on this page