BILL · 1993–94 SESSION

SB 6285: Financ institutns/securities

Regulating financial institutions and securities.

Summary

  • Securities : Several sections are amended in anticipation of the Securities Registration Depository where filings will be made electronically. The term "investment advisor representative" replaces "investment advisor salesperson." The dollar amounts for aggregate sales prices for offerings for which financial statements must be audited are increased.

From the Senate Bill Report (SB 6285), written by the Legislature's nonpartisan staff. Read the full report ↗

Enacted (partial veto) Enacted with partial veto · Chapter 256, Laws of 1994
  1. IntroducedJan 18, 1994
  2. Out of committee
  3. Passed SenateFeb 10, 1994
  4. Passed HouseMar 2, 1994
  5. Partly vetoed
  6. LawApr 1, 1994
Prime sponsor
Ray Moore (D-36)
Introduced
January 18, 1994 in the Senate
Last action
April 1, 1994
Session law
Chapter 256, Laws of 1994
Requested by
Other
Companion bill
HB 2617
Budget
Has a fiscal note

Sponsors

Prime sponsor: Ray Moore (D-36)

1 co-sponsor (0 Democrats, 1 Republican)

Votes

Senate · Final Passage

February 10, 1994
Version voted on: SB 6285
47 Yea 0 Nay 0 Absent 2 Excused
PartyYeaNayAbsentExcused
Democrat27001
Republican20001
How each member voted

House · Final Passage

March 2, 1994
Version voted on: SB 6285
94 Yea 0 Nay 0 Absent 4 Excused
PartyYeaNayAbsentExcused
Democrat61002
Republican33002
How each member voted

Yea (94)

Excused (4)

History

The Legislature's online data doesn't include step-by-step history for sessions before 2001. Its final status is shown above, and the official bill page may have more.

SB 6285 in other sessions

Bill numbers restart every two years, so the same number is a different bill in each session.

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