WA People
BILL · 1997–98 SESSION

SB 6202: Securities act

Changing the securities act to conform with federal statute.

Summary

  • The "investment advisor" definition is clarified to exclude broker-dealers, salespersons and investment advisor representatives (IARs), to coordinate with characteristics found in the Uniform Securities Act. Publishers of electronic information are also excluded from the definition of "investment advisor." "Investment advisor representative," "federal covered security" and "federal covered advisor" are defined.

From the Senate Bill Report (SB 6202), written by the Legislature's nonpartisan staff. Read the full report ↗

Enacted Enacted · Chapter 15, Laws of 1998
  1. IntroducedJan 13, 1998
  2. Out of committee
  3. Passed SenateFeb 12, 1998
  4. Passed HouseFeb 27, 1998
  5. Governor
  6. LawMar 11, 1998
Prime sponsor
Shirley Winsley (R-28)
Introduced
January 13, 1998 in the Senate
Last action
March 11, 1998
Session law
Chapter 15, Laws of 1998
Requested by
Other
Budget
Has a fiscal note

Sponsors

Prime sponsor: Shirley Winsley (R-28)

1 co-sponsor (1 Democrat, 0 Republicans)

Margarita Prentice D-11

Votes

Senate · Final Passage

February 12, 1998
Version voted on: SB 6202
46 Yea 0 Nay 0 Absent 3 Excused
PartyYeaNayAbsentExcused
Democrat23000
Republican23003
How each member voted

Yea (46)

Excused (3)

Permalink to this vote

House · Final Passage

February 27, 1998
Version voted on: SB 6202
95 Yea 0 Nay 0 Absent 3 Excused
PartyYeaNayAbsentExcused
Democrat41000
Republican54003
How each member voted

Yea (95)

Excused (3)

Permalink to this vote

History

The Legislature's online data doesn't include step-by-step history for sessions before 2001. Its final status is shown above, and the official bill page may have more.

SB 6202 in other sessions

Bill numbers restart every two years, so the same number is a different bill in each session.

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