WA People
BILL · 1999–00 SESSION

HB 1354: Securities broker-dealr fees

Regulating fees charged by broker-dealers.

Summary

  • A broker-dealer or associated salesperson may lawfully charge a customer a periodic fee only if transactions in securities have been effected for the customer in the period for which the fee is being charged.

From the House Bill Analysis (HB 1354), written by the Legislature's nonpartisan staff. Read the full report ↗

Did not pass Did not pass · died in committee
  1. IntroducedJan 22, 1999
  2. Out of committeestopped here
  3. Passed House
  4. Passed Senate
  5. Governor
  6. Law
Prime sponsor
Don Carlson (R-49)
Introduced
January 22, 1999 in the House
Last action
January 10, 2000

Sponsors

Prime sponsor: Don Carlson (R-49)

4 co-sponsors (1 Democrat, 3 Republicans)

Brad Benson R-6Brian Hatfield D-19Dave Schmidt R-44Roger Bush R-2

Votes

No recorded floor votes. This measure never reached a floor vote.

History

The Legislature's online data doesn't include step-by-step history for sessions before 2001. Its final status is shown above, and the official bill page may have more.

HB 1354 in other sessions

Bill numbers restart every two years, so the same number is a different bill in each session.

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