BILL · 1999–00 SESSION
SB 6426: Investment adviser
Defining investment adviser.
Summary
- A person, who is a member of an organization with A financial planner @ or A financial adviser @ in its name and who merely cites the membership is not, by those acts alone, considered an A investment adviser @ or to be holding himself or herself out as an investment advisor or representing that he or she is an investment advisor.
From the Senate Bill Report (SB 6426), written by the Legislature's nonpartisan staff. Read the full report ↗
Did not pass Did not pass · stalled on the Senate floor
- IntroducedJan 17, 2000
- Out of committeestopped here
- Passed Senate
- Passed House
- Governor
- Law
- Prime sponsor
- Margarita Prentice (D-11)
- Introduced
- January 17, 2000 in the Senate
- Last action
- February 25, 2000
- Companion bill
- HB 2885
- Budget
- Has a fiscal note
Sponsors
Prime sponsor: Margarita Prentice (D-11)
6 co-sponsors (3 Democrats, 3 Republicans)
Votes
No recorded floor votes.
History
The Legislature's online data doesn't include step-by-step history for sessions before 2001. Its final status is shown above, and the official bill page may have more.
SB 6426 in other sessions
Bill numbers restart every two years, so the same number is a different bill in each session.
- SB 6426 (2019–20) Identicard/homeless
- SB 6426 (2017–18) Telecomm. authority/ports
- SB 6426 (2015–16) School siting
- SB 6426 (2013–14) Linked deposit program
- SB 6426 (2011–12) Personal vehicle sharing
- SB 6426 (2009–10) Boards and commissions
- SB 6426 (2007–08) Military children
- SB 6426 (2005–06) Concealed pistol licenses