BILL · 2015–16 SESSION

SB 5683: Small securities offerings

Creating a short-form registration statement for small securities offerings.

Summary

DFI must adopt, by rule, a short-form registration form to be used for a crowdfunding offer of securities, substantially similar to that already established in law. The form must provide an alternative path to registration from SEC Rule 147, ensuring that the offering meets the requirements for federal exemption under SEC Rule 504.

From the Senate Bill Report (Orig.) (SB 5683), written by the Legislature's nonpartisan staff. Read the full report ↗

Did not pass Did not pass · died in committee

AN ACT Relating to a short-form registration statement for small securities offerings;

No recorded floor votes. This measure never reached a floor vote.

Bill numbers restart every two years, so the same number is a different bill in each session.

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