BILL · 1993–94 SESSION · LATEST VERSION SSB 5181
SB 5181: Securities advisers forms
Requiring securities advisers to provide a copy of new account forms.
Summary
- Investment advisors must forward a copy of a new account form to the client within 30 days of opening the account so that the client can verify the accuracy of the information. EFFECT OF PROPOSED SUBSTITUTE: Both investment advisors and broker-dealers must forward a copy of an account form, investment advisory contract, or subsequent revisions thereto within 30 days to the customer.
From the Senate Bill Report (SB 5181), written by the Legislature's nonpartisan staff. Read the full report ↗
Did not pass Did not pass · died in committee
- IntroducedJan 15, 1993
- Out of committeestopped here
- Passed Senate
- Passed House
- Governor
- Law
- Prime sponsor
- Ray Moore (D-36)
- Introduced
- January 15, 1993 in the Senate
- Last action
- March 11, 1994
- Versions
- SB 5181, SSB 5181
Sponsors
Prime sponsor: Ray Moore (D-36)
Votes
No recorded floor votes. This measure never reached a floor vote.
History
The Legislature's online data doesn't include step-by-step history for sessions before 2001. Its final status is shown above, and the official bill page may have more.
SB 5181 in other sessions
Bill numbers restart every two years, so the same number is a different bill in each session.
- SB 5181 (2025–26) Parents rights in education
- SB 5181 (2023–24) Medical assistants
- SB 5181 (2021–22) Low-income school districts
- SB 5181 (2019–20) Invol. treatment procedures
- SB 5181 (2017–18) Long-term care/monitoring
- SB 5181 (2015–16) State fire service/disasters
- SB 5181 (2013–14) Flame retardants
- SB 5181 (2011–12) State debt statutory limit